Broker-Dealers

Broker-Dealers

Markets

Longtime Bitcoin Advocate Launches Broker-Dealer for Crypto Firms

Longtime bitcoin advocate Bruce Fenton has created a new broker-dealer for digital asset firms and financial advisors called Watchdog Capital.

Vitalik Buterin, Peter Kroll and Bruce Fenton in 2015

Markets

Crypto 'Exchange of Exchanges' ShortHop Expands to 7 US States

ShortHop offers traders access to its own order book as well as orders from other exchanges.

Jonathan Kelfer, CEO of Velocity Markets

Markets

SEC, FINRA Issue Explanation of Crypto Custodian Approval Delay

In a joint statement Monday, the SEC and FINRA laid out the issues they must examine before approving broker-dealer applications from crypto startups.

Jay Clayton (CoinDesk archives)

Markets

Stonewalled by FINRA, Up to 40 Crypto Securities Wait in Limbo for Launch

Wall Street watchdog FINRA has sat for as long as 12 months on roughly 40 broker-dealer applications by blockchain startups.

FINRA

Markets

STO Services Startup TokenSoft Acquires Stake in Regulated Broker-Dealer

STO facilitator TokenSoft has acquired interest in a regulated broker-dealer to provide services that were previously impossible for the firm.

New York